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Navigating Complex Regulatory Requirements

Regulatory Compliance

Helping businesses understand and comply with industry regulations and government requirements.

Overview

Modern businesses face an ever-growing web of federal and state regulations. Our regulatory compliance practice helps companies understand their obligations, implement effective compliance programs, and respond to regulatory investigations.

We work with businesses across industries to assess regulatory risk, develop compliance policies and procedures, conduct training, and perform compliance audits. Our goal is to help you maintain compliance while focusing on your core business operations.

When regulatory issues arise, we represent clients before government agencies and in administrative proceedings. We also help companies prepare for and respond to regulatory investigations, minimizing potential penalties and reputational harm.

Our Services

Compliance Program Development
Regulatory Audits & Assessments
Government Investigations
Industry-Specific Compliance
Data Privacy & Security (CCPA/GDPR)
Financial Services Regulations (SEC/FINRA)
Health & Safety Compliance
Environmental Compliance

Representative Matters

Regulatory investigations and enforcement actions
Data breach response and notification
GDPR compliance and violations
Financial services compliance
Consumer protection compliance (FTC)
Environmental permit compliance
OSHA compliance and investigations

Why Choose Richard Law Group

Our experience and approach set us apart

Cross-Industry Experience

We understand regulations affecting technology, healthcare, finance, manufacturing, and more.

Proactive Approach

We help you prevent violations through strong compliance programs and training.

Investigation Defense

Successfully defended clients in 50+ regulatory investigations and enforcement actions.

Frequently Asked Questions

Common questions about regulatory compliance

Does my business need a compliance program?
If your business is subject to industry-specific regulations (financial services, healthcare, etc.) or handles personal data, yes. Even businesses without specific regulatory obligations benefit from compliance policies covering areas like anti-discrimination, data security, and record retention. We help develop right-sized programs appropriate for your business.
What should I do if I receive a government investigation notice?
Contact legal counsel immediately before responding or providing documents. Regulatory investigations are serious and require strategic handling. We represent clients throughout the investigation process, protecting their rights and interests while cooperating appropriately with regulators.
How do I comply with data privacy laws?
Data privacy compliance depends on what data you collect, how you use it, and where your customers are located. We help assess your obligations under CCPA, GDPR, and other privacy laws, then implement appropriate policies, procedures, and technical measures to achieve compliance.

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